Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAM, KWONG LAU LARRY
Chinese Name of Relevant Individual
譚廣流
HKMA Registration Number
AC6897
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Aug 2007 - 16 Apr 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Aug 2007 - 16 Apr 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2005 - 23 Aug 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Sep 2005 - 23 Aug 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAM, KWONG LAU LARRY
:
Chinese Name of Relevant Individual
譚廣流
:
HKMA Registration Number
AC6897
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6897
CITIBANK, N.A.
Type 1: dealing in securities
29 Aug 2007 - 16 Apr 2008
No
AC6897
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
29 Aug 2007 - 16 Apr 2008
No
AC6897
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Oct 2005 - 23 Aug 2007
No
AC6897
CITIBANK, N.A.
Type 1: dealing in securities
13 Sep 2005 - 23 Aug 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.