Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAY, LEI
Chinese Name of Relevant Individual
蔡莉
HKMA Registration Number
AC6903
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2021 - 21 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Mar 2019 - 21 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2016 - 10 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jan 2016 - 10 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2013 - 24 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
01 Nov 2013 - 24 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Feb 2011 - 01 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
28 Feb 2011 - 01 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jun 2008 - 23 Feb 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jun 2008 - 23 Feb 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Sep 2005 - 30 Apr 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Sep 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAY, LEI
:
Chinese Name of Relevant Individual
蔡莉
:
HKMA Registration Number
AC6903
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6903
BANK OF SINGAPORE LIMITED
Type 4: advising on securities
01 Apr 2021 - 21 Jul 2021
No
AC6903
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
23 Mar 2019 - 21 Jul 2021
No
AC6903
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
07 Jan 2016 - 10 Jun 2016
No
AC6903
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
07 Jan 2016 - 10 Jun 2016
No
AC6903
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
01 Nov 2013 - 24 Sep 2015
No
AC6903
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
01 Nov 2013 - 24 Sep 2015
No
AC6903
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
28 Feb 2011 - 01 Nov 2013
No
AC6903
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
28 Feb 2011 - 01 Nov 2013
No
AC6903
CREDIT SUISSE AG
Type 1: dealing in securities
05 Jun 2008 - 23 Feb 2011
No
AC6903
CREDIT SUISSE AG
Type 4: advising on securities
05 Jun 2008 - 23 Feb 2011
No
AC6903
UBS AG
Type 1: dealing in securities
21 Sep 2005 - 30 Apr 2008
No
AC6903
UBS AG
Type 1: dealing in securities
14 Sep 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.