Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, CHEUNG CHUN
Chinese Name of Relevant Individual
劉長春
HKMA Registration Number
AC6910
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Feb 2012 - 13 Apr 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
02 Feb 2012 - 13 Apr 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
19 May 2011 - 13 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
19 May 2011 - 01 Feb 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
19 May 2011 - 01 Feb 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
11 May 2011 - 12 May 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jul 2008 - 31 Jan 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Sep 2005 - 31 Jan 2009
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, CHEUNG CHUN
:
Chinese Name of Relevant Individual
劉長春
:
HKMA Registration Number
AC6910
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6910
BANK OF NOVA SCOTIA (THE)
Type 1: dealing in securities
02 Feb 2012 - 13 Apr 2016
Yes
AC6910
BANK OF NOVA SCOTIA (THE)
Type 4: advising on securities
02 Feb 2012 - 13 Apr 2016
Yes
AC6910
BANK OF NOVA SCOTIA (THE)
Type 6: advising on corporate finance
19 May 2011 - 13 Apr 2016
No
AC6910
BANK OF NOVA SCOTIA (THE)
Type 1: dealing in securities
19 May 2011 - 01 Feb 2012
No
AC6910
BANK OF NOVA SCOTIA (THE)
Type 4: advising on securities
19 May 2011 - 01 Feb 2012
No
AC6910
BANK OF NOVA SCOTIA (THE)
Type 1: dealing in securities
11 May 2011 - 12 May 2011
No
AC6910
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Type 1: dealing in securities
04 Jul 2008 - 31 Jan 2009
No
AC6910
ABN AMRO BANK N.V.
Type 1: dealing in securities
14 Sep 2005 - 31 Jan 2009
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.