Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HSIEH, SIOU PING
Chinese Name of Relevant Individual
謝秀萍
HKMA Registration Number
AC6921
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
10 Aug 2018 - 16 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
10 Aug 2018 - 16 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2017 - 16 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 May 2017 - 16 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Oct 2013 - 30 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
26 Oct 2013 - 30 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
26 Oct 2013 - 15 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jun 2008 - 08 Jan 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Sep 2005 - 08 Jan 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
30 Mar 2006 - 24 Mar 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HSIEH, SIOU PING
:
Chinese Name of Relevant Individual
謝秀萍
:
HKMA Registration Number
AC6921
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6921
LGT BANK AG
Type 2: dealing in futures contracts
10 Aug 2018 - 16 Sep 2025
No
AC6921
LGT BANK AG
Type 5: advising on futures contracts
10 Aug 2018 - 16 Sep 2025
No
AC6921
LGT BANK AG
Type 1: dealing in securities
01 May 2017 - 16 Sep 2025
No
AC6921
LGT BANK AG
Type 4: advising on securities
01 May 2017 - 16 Sep 2025
No
AC6921
ABN AMRO BANK N.V.
Type 1: dealing in securities
26 Oct 2013 - 30 Apr 2017
No
AC6921
ABN AMRO BANK N.V.
Type 4: advising on securities
26 Oct 2013 - 30 Apr 2017
No
AC6921
ABN AMRO BANK N.V.
Type 9: asset management
26 Oct 2013 - 15 May 2014
No
AC6921
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Jun 2008 - 08 Jan 2010
No
AC6921
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Sep 2005 - 08 Jan 2010
No
AC6921
FUBON BANK (HONG KONG) LIMITED
Type 9: asset management
30 Mar 2006 - 24 Mar 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.