Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, PIK YAN
Chinese Name of Relevant Individual
黃碧茵
HKMA Registration Number
AC6922
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jan 2011 - 15 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jun 2006 - 15 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Sep 2005 - 03 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Sep 2005 - 03 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
15 Sep 2005 - 03 Jun 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, PIK YAN
:
Chinese Name of Relevant Individual
黃碧茵
:
HKMA Registration Number
AC6922
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6922
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
01 Jan 2011 - 15 Apr 2016
No
AC6922
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
05 Jun 2006 - 15 Apr 2016
No
AC6922
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Sep 2005 - 03 Jun 2006
No
AC6922
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Sep 2005 - 03 Jun 2006
No
AC6922
DBS BANK (HONG KONG) LIMITED
Type 9: asset management
15 Sep 2005 - 03 Jun 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.