Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAI, WAI MAN
Chinese Name of Relevant Individual
戴偉文
HKMA Registration Number
AC6929
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MALAYAN BANKING BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Dec 2019 - 31 Mar 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
MALAYAN BANKING BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
04 Dec 2019 - 31 Mar 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
MALAYAN BANKING BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Nov 2018 - 03 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MALAYAN BANKING BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
23 Nov 2018 - 03 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Sep 2008 - 20 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Sep 2005 - 20 Oct 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAI, WAI MAN
:
Chinese Name of Relevant Individual
戴偉文
:
HKMA Registration Number
AC6929
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6929
MALAYAN BANKING BERHAD
Type 1: dealing in securities
04 Dec 2019 - 31 Mar 2023
Yes
AC6929
MALAYAN BANKING BERHAD
Type 4: advising on securities
04 Dec 2019 - 31 Mar 2023
Yes
AC6929
MALAYAN BANKING BERHAD
Type 1: dealing in securities
23 Nov 2018 - 03 Dec 2019
No
AC6929
MALAYAN BANKING BERHAD
Type 4: advising on securities
23 Nov 2018 - 03 Dec 2019
No
AC6929
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Sep 2008 - 20 Oct 2017
No
AC6929
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Sep 2005 - 20 Oct 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.