Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHO, MIN KI
Chinese Name of Relevant Individual
趙敏紀
HKMA Registration Number
AC6938
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Nov 2010 - 28 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
09 Nov 2010 - 28 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Sep 2005 - 26 Feb 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE
Regulated Activity
Type 4: advising on securities
Effective Period
16 Sep 2005 - 26 Feb 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHO, MIN KI
:
Chinese Name of Relevant Individual
趙敏紀
:
HKMA Registration Number
AC6938
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6938
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
09 Nov 2010 - 28 Nov 2014
No
AC6938
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
09 Nov 2010 - 28 Nov 2014
No
AC6938
CREDIT SUISSE
Type 1: dealing in securities
16 Sep 2005 - 26 Feb 2007
No
AC6938
CREDIT SUISSE
Type 4: advising on securities
16 Sep 2005 - 26 Feb 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.