Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, YEE MAN
Chinese Name of Relevant Individual
劉綺文
HKMA Registration Number
AC6942
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Aug 2011 - 03 Sep 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jul 2011 - 03 Sep 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
28 May 2009 - 14 Apr 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
28 May 2009 - 14 Apr 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
28 May 2009 - 14 Apr 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Sep 2005 - 23 May 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, YEE MAN
:
Chinese Name of Relevant Individual
劉綺文
:
HKMA Registration Number
AC6942
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6942
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
03 Aug 2011 - 03 Sep 2012
No
AC6942
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Jul 2011 - 03 Sep 2012
No
AC6942
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
28 May 2009 - 14 Apr 2010
No
AC6942
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
28 May 2009 - 14 Apr 2010
No
AC6942
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
28 May 2009 - 14 Apr 2010
No
AC6942
ABN AMRO BANK N.V.
Type 1: dealing in securities
16 Sep 2005 - 23 May 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.