Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, HOI YING,CAROL
Chinese Name of Relevant Individual
何凱瑛
HKMA Registration Number
AC6950
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Nov 2007 - 31 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Nov 2007 - 31 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Oct 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Oct 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Sep 2005 - 04 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Sep 2005 - 04 Oct 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, HOI YING,CAROL
:
Chinese Name of Relevant Individual
何凱瑛
:
HKMA Registration Number
AC6950
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6950
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
07 Nov 2007 - 31 Jan 2023
No
AC6950
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
07 Nov 2007 - 31 Jan 2023
No
AC6950
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
30 Oct 2007
No
AC6950
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
30 Oct 2007
No
AC6950
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Sep 2005 - 04 Oct 2006
No
AC6950
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
17 Sep 2005 - 04 Oct 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.