Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAI, MING HON JUSTIN
Chinese Name of Relevant Individual
黎明瀚
HKMA Registration Number
AC6963
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Apr 2009 - 22 Feb 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 4: advising on securities
Effective Period
29 Apr 2009 - 22 Feb 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 6: advising on corporate finance
Effective Period
29 Apr 2009 - 22 Feb 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Apr 2009 - 22 Feb 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Apr 2009 - 22 Feb 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jun 2008 - 20 Oct 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2008 - 20 Oct 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Dec 2007 - 14 Apr 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Mar 2006 - 30 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
28 Mar 2006 - 30 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
28 Mar 2006 - 30 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Sep 2005 - 23 Mar 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
21 Sep 2005 - 23 Mar 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
21 Sep 2005 - 23 Mar 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAI, MING HON JUSTIN
:
Chinese Name of Relevant Individual
黎明瀚
:
HKMA Registration Number
AC6963
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6963
SOCIETE GENERALE
Type 1: dealing in securities
29 Apr 2009 - 22 Feb 2011
No
AC6963
SOCIETE GENERALE
Type 4: advising on securities
29 Apr 2009 - 22 Feb 2011
No
AC6963
SOCIETE GENERALE
Type 6: advising on corporate finance
29 Apr 2009 - 22 Feb 2011
No
AC6963
SOCIETE GENERALE ASIA LIMITED
Type 1: dealing in securities
29 Apr 2009 - 22 Feb 2011
No
AC6963
SOCIETE GENERALE ASIA LIMITED
Type 4: advising on securities
29 Apr 2009 - 22 Feb 2011
No
AC6963
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Type 1: dealing in securities
28 Jun 2008 - 20 Oct 2008
No
AC6963
ABN AMRO BANK N.V.
Type 1: dealing in securities
01 Apr 2008 - 20 Oct 2008
No
AC6963
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Type 1: dealing in securities
09 Dec 2007 - 14 Apr 2008
No
AC6963
DBS BANK LTD.
Type 1: dealing in securities
28 Mar 2006 - 30 Sep 2007
No
AC6963
DBS BANK LTD.
Type 4: advising on securities
28 Mar 2006 - 30 Sep 2007
No
AC6963
DBS BANK LTD.
Type 6: advising on corporate finance
28 Mar 2006 - 30 Sep 2007
No
AC6963
DBS BANK LTD.
Type 1: dealing in securities
21 Sep 2005 - 23 Mar 2006
No
AC6963
DBS BANK LTD.
Type 4: advising on securities
21 Sep 2005 - 23 Mar 2006
No
AC6963
DBS BANK LTD.
Type 6: advising on corporate finance
21 Sep 2005 - 23 Mar 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.