Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, YEN YEN
Chinese Name of Relevant Individual
黃圓圓
HKMA Registration Number
AC6978
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Sep 2005 - 02 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
21 Sep 2005 - 02 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 9: asset management
Effective Period
21 Sep 2005 - 02 Jul 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, YEN YEN
:
Chinese Name of Relevant Individual
黃圓圓
:
HKMA Registration Number
AC6978
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6978
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
21 Sep 2005 - 02 Jul 2007
No
AC6978
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
21 Sep 2005 - 02 Jul 2007
No
AC6978
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 9: asset management
21 Sep 2005 - 02 Jul 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.