Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MAN, LAI KAI
Chinese Name of Relevant Individual
文麗佳
HKMA Registration Number
AC6984
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
08 Aug 2015
Is an Executive Officer? (Yes / No)
No
Capacity
INSTITUTIONAL SALES, GLOBAL MARKETS
Remarks
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
21 Oct 2011
Is an Executive Officer? (Yes / No)
Yes
Capacity
INSTITUTIONAL SALES, GLOBAL MARKETS
Remarks
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
21 Oct 2011
Is an Executive Officer? (Yes / No)
Yes
Capacity
INSTITUTIONAL SALES, GLOBAL MARKETS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
OCBC BANK (HONG KONG) LIMITED
SFC CE number
AAC083
Business Address
OCBC CENTRE, 161 QUEEN'S ROAD CENTRAL, HONG KONG.
Name of Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
SFC CE number
AAD499
Business Address
9/F., NINE QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 15 Apr 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 15 Apr 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 08 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Oct 2011 - 14 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
21 Oct 2011 - 14 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MITSUBISHI UFJ SECURITIES (HK) CAPITAL, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Sep 2005 - 30 Dec 2010
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MAN, LAI KAI
:
Chinese Name of Relevant Individual
文麗佳
:
HKMA Registration Number
AC6984
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
08 Aug 2015
No
INSTITUTIONAL SALES, GLOBAL MARKETS
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 1: dealing in securities
21 Oct 2011
Yes
INSTITUTIONAL SALES, GLOBAL MARKETS
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 4: advising on securities
21 Oct 2011
Yes
INSTITUTIONAL SALES, GLOBAL MARKETS
Name of Registered Institution
SFC CE number
Business Address
OCBC BANK (HONG KONG) LIMITED
AAC083
OCBC CENTRE, 161 QUEEN'S ROAD CENTRAL, HONG KONG.
OVERSEA-CHINESE BANKING CORPORATION LIMITED
AAD499
9/F., NINE QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6984
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 1: dealing in securities
Since 15 Apr 2016
Yes
AC6984
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 4: advising on securities
Since 15 Apr 2016
Yes
AC6984
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 08 Aug 2015
No
AC6984
OVERSEA-CHINESE BANKING CORPORATION LTD.
Type 1: dealing in securities
21 Oct 2011 - 14 Apr 2016
No
AC6984
OVERSEA-CHINESE BANKING CORPORATION LTD.
Type 4: advising on securities
21 Oct 2011 - 14 Apr 2016
No
AC6984
MITSUBISHI UFJ SECURITIES (HK) CAPITAL, LIMITED
Type 1: dealing in securities
22 Sep 2005 - 30 Dec 2010
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.