Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
DONZE, PATRICK
Chinese Name of Relevant Individual
HKMA Registration Number
AC6993
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 May 2026 - 29 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 May 2026 - 29 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Oct 2017 - 14 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Nov 2010 - 05 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
09 Nov 2010 - 05 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Sep 2005 - 23 Jun 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
23 Sep 2005 - 23 Jun 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 9: asset management
Effective Period
23 Sep 2005 - 23 Jun 2010
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
DONZE, PATRICK
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC6993
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6993
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
22 May 2026 - 29 May 2026
No
AC6993
BANK OF SINGAPORE LIMITED
Type 4: advising on securities
22 May 2026 - 29 May 2026
No
AC6993
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
12 Oct 2017 - 14 Oct 2017
No
AC6993
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
09 Nov 2010 - 05 Aug 2013
No
AC6993
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
09 Nov 2010 - 05 Aug 2013
No
AC6993
UBS AG
Type 1: dealing in securities
23 Sep 2005 - 23 Jun 2010
No
AC6993
UBS AG
Type 4: advising on securities
23 Sep 2005 - 23 Jun 2010
No
AC6993
UBS AG
Type 9: asset management
23 Sep 2005 - 23 Jun 2010
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
