Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, KA LEE
Chinese Name of Relevant Individual
余嘉莉
HKMA Registration Number
AC7008
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 May 2016 - 30 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jan 2014 - 10 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jan 2014 - 10 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Sep 2013 - 27 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Sep 2013 - 27 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jul 2006 - 11 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jul 2006 - 11 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING HANG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Sep 2005 - 04 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING HANG BANK, LIMITED
Regulated Activity
Type 9: asset management
Effective Period
24 Sep 2005 - 04 Jul 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, KA LEE
:
Chinese Name of Relevant Individual
余嘉莉
:
HKMA Registration Number
AC7008
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7008
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
10 May 2016 - 30 Sep 2018
No
AC7008
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Jan 2014 - 10 Aug 2014
No
AC7008
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
22 Jan 2014 - 10 Aug 2014
No
AC7008
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Sep 2013 - 27 Dec 2013
No
AC7008
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Sep 2013 - 27 Dec 2013
No
AC7008
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Jul 2006 - 11 Apr 2012
No
AC7008
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Jul 2006 - 11 Apr 2012
No
AC7008
WING HANG BANK, LIMITED
Type 1: dealing in securities
24 Sep 2005 - 04 Jul 2006
No
AC7008
WING HANG BANK, LIMITED
Type 9: asset management
24 Sep 2005 - 04 Jul 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.