Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, CHEUK YAU
Chinese Name of Relevant Individual
黃卓游
HKMA Registration Number
AC7011
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Sep 2017 - 15 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Sep 2017 - 15 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Sep 2013 - 08 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Sep 2013 - 08 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2012 - 09 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Nov 2010 - 18 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Nov 2010 - 18 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
19 Nov 2010 - 18 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Dec 2008 - 30 Sep 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Sep 2005 - 27 Aug 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, CHEUK YAU
:
Chinese Name of Relevant Individual
黃卓游
:
HKMA Registration Number
AC7011
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7011
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Sep 2017 - 15 Sep 2023
No
AC7011
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Sep 2017 - 15 Sep 2023
No
AC7011
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
26 Sep 2013 - 08 Sep 2017
No
AC7011
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
26 Sep 2013 - 08 Sep 2017
No
AC7011
UBS AG
Type 1: dealing in securities
10 Oct 2012 - 09 Jun 2013
No
AC7011
HANG SENG BANK, LIMITED
Type 1: dealing in securities
19 Nov 2010 - 18 Jul 2012
No
AC7011
HANG SENG BANK, LIMITED
Type 4: advising on securities
19 Nov 2010 - 18 Jul 2012
No
AC7011
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
19 Nov 2010 - 18 Jul 2012
No
AC7011
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Dec 2008 - 30 Sep 2010
No
AC7011
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Sep 2005 - 27 Aug 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.