Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TOM, TSZ HONG
Chinese Name of Relevant Individual
譚子匡
HKMA Registration Number
AC7032
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Nov 2005 - 05 Aug 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Sep 2005 - 05 Aug 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
26 Sep 2005 - 05 Aug 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TOM, TSZ HONG
:
Chinese Name of Relevant Individual
譚子匡
:
HKMA Registration Number
AC7032
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7032
HANG SENG BANK, LIMITED
Type 4: advising on securities
03 Nov 2005 - 05 Aug 2007
No
AC7032
HANG SENG BANK, LIMITED
Type 1: dealing in securities
26 Sep 2005 - 05 Aug 2007
No
AC7032
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
26 Sep 2005 - 05 Aug 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.