Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LO, YEE LAN
Chinese Name of Relevant Individual
盧綺蘭
HKMA Registration Number
AC7033
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Mar 2014 - 26 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Mar 2014 - 26 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 May 2012 - 09 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 May 2012 - 09 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Aug 2008 - 12 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
13 Aug 2008 - 12 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Oct 2006 - 24 Mar 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
15 Oct 2006 - 24 Mar 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Sep 2005 - 30 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Sep 2005 - 30 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
26 Sep 2005 - 30 Jul 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LO, YEE LAN
:
Chinese Name of Relevant Individual
盧綺蘭
:
HKMA Registration Number
AC7033
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7033
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
14 Mar 2014 - 26 Aug 2017
No
AC7033
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
14 Mar 2014 - 26 Aug 2017
No
AC7033
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
04 May 2012 - 09 Apr 2013
No
AC7033
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
04 May 2012 - 09 Apr 2013
No
AC7033
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
13 Aug 2008 - 12 Mar 2012
No
AC7033
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
13 Aug 2008 - 12 Mar 2012
No
AC7033
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
15 Oct 2006 - 24 Mar 2008
No
AC7033
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
15 Oct 2006 - 24 Mar 2008
No
AC7033
HANG SENG BANK, LIMITED
Type 1: dealing in securities
26 Sep 2005 - 30 Jul 2006
No
AC7033
HANG SENG BANK, LIMITED
Type 4: advising on securities
26 Sep 2005 - 30 Jul 2006
No
AC7033
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
26 Sep 2005 - 30 Jul 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.