Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MAK, YUEN PING
Chinese Name of Relevant Individual
麥婉萍
HKMA Registration Number
AC7044
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 May 2017 - 24 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 May 2017 - 24 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
17 Feb 2021 - 17 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jul 2014 - 20 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
30 Jul 2014 - 20 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jul 2014 - 20 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
30 Jul 2014 - 20 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Sep 2012 - 23 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
25 Sep 2012 - 23 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Feb 2007 - 06 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
13 Feb 2007 - 06 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jun 2006 - 04 Feb 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jun 2006 - 04 Feb 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 9: asset management
Effective Period
21 Jun 2006 - 04 Feb 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Sep 2005 - 18 Jun 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MAK, YUEN PING
:
Chinese Name of Relevant Individual
麥婉萍
:
HKMA Registration Number
AC7044
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7044
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
16 May 2017 - 24 Mar 2022
No
AC7044
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
16 May 2017 - 24 Mar 2022
No
AC7044
BANK OF CHINA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
17 Feb 2021 - 17 Jan 2022
No
AC7044
LGT BANK AG
Type 1: dealing in securities
30 Jul 2014 - 20 Oct 2016
No
AC7044
LGT BANK AG
Type 2: dealing in futures contracts
30 Jul 2014 - 20 Oct 2016
No
AC7044
LGT BANK AG
Type 4: advising on securities
30 Jul 2014 - 20 Oct 2016
No
AC7044
LGT BANK AG
Type 5: advising on futures contracts
30 Jul 2014 - 20 Oct 2016
No
AC7044
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
25 Sep 2012 - 23 May 2014
No
AC7044
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
25 Sep 2012 - 23 May 2014
No
AC7044
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
13 Feb 2007 - 06 Jul 2012
No
AC7044
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
13 Feb 2007 - 06 Jul 2012
No
AC7044
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
21 Jun 2006 - 04 Feb 2007
No
AC7044
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
21 Jun 2006 - 04 Feb 2007
No
AC7044
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 9: asset management
21 Jun 2006 - 04 Feb 2007
No
AC7044
EFG BANK
Type 1: dealing in securities
27 Sep 2005 - 18 Jun 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.