Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
IP, CHUNG YAN JOHNNY
Chinese Name of Relevant Individual
葉仲恩
HKMA Registration Number
AC7045
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Aug 2011 - 10 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
31 Aug 2011 - 10 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
31 Aug 2011 - 10 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Mar 2010 - 14 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
17 Mar 2010 - 14 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
17 Mar 2010 - 14 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Sep 2005 - 18 May 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
27 Sep 2005 - 18 May 2009
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
IP, CHUNG YAN JOHNNY
:
Chinese Name of Relevant Individual
葉仲恩
:
HKMA Registration Number
AC7045
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7045
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
31 Aug 2011 - 10 Nov 2011
No
AC7045
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
31 Aug 2011 - 10 Nov 2011
No
AC7045
HSBC PRIVATE BANK (SUISSE) SA
Type 6: advising on corporate finance
31 Aug 2011 - 10 Nov 2011
No
AC7045
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
17 Mar 2010 - 14 Aug 2011
No
AC7045
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
17 Mar 2010 - 14 Aug 2011
No
AC7045
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 6: advising on corporate finance
17 Mar 2010 - 14 Aug 2011
No
AC7045
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
27 Sep 2005 - 18 May 2009
No
AC7045
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
27 Sep 2005 - 18 May 2009
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.