Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LO, CHUN WAI
Chinese Name of Relevant Individual
盧振威
HKMA Registration Number
AC7047
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Oct 2017 - 23 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Oct 2017 - 23 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jul 2014 - 19 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jul 2014 - 19 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Sep 2005 - 30 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Sep 2005 - 30 Apr 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LO, CHUN WAI
:
Chinese Name of Relevant Individual
盧振威
:
HKMA Registration Number
AC7047
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7047
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
25 Oct 2017 - 23 Sep 2022
No
AC7047
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
25 Oct 2017 - 23 Sep 2022
No
AC7047
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Jul 2014 - 19 Sep 2017
No
AC7047
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Jul 2014 - 19 Sep 2017
No
AC7047
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Sep 2005 - 30 Apr 2014
No
AC7047
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Sep 2005 - 30 Apr 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.