Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, HOI SHAN
Chinese Name of Relevant Individual
黃凱珊
HKMA Registration Number
AC7084
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jul 2017 - 13 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jul 2017 - 13 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Mar 2015 - 13 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Mar 2015 - 13 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jul 2013 - 06 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jul 2013 - 06 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jul 2010 - 08 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Mar 2008 - 08 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Mar 2008 - 27 Jul 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Sep 2005 - 16 May 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
29 Sep 2005 - 16 May 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, HOI SHAN
:
Chinese Name of Relevant Individual
黃凱珊
:
HKMA Registration Number
AC7084
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7084
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Jul 2017 - 13 Oct 2018
No
AC7084
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Jul 2017 - 13 Oct 2018
No
AC7084
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Mar 2015 - 13 Mar 2017
No
AC7084
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Mar 2015 - 13 Mar 2017
No
AC7084
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
24 Jul 2013 - 06 Oct 2013
No
AC7084
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
24 Jul 2013 - 06 Oct 2013
No
AC7084
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
30 Jul 2010 - 08 Jul 2013
No
AC7084
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Mar 2008 - 08 Jul 2013
No
AC7084
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Mar 2008 - 27 Jul 2010
No
AC7084
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
29 Sep 2005 - 16 May 2007
No
AC7084
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
29 Sep 2005 - 16 May 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.