Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, MUN WAI COREEN
Chinese Name of Relevant Individual
李敏慧
HKMA Registration Number
AC7088
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jan 2020 - 26 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jan 2020 - 26 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Sep 2014 - 30 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Feb 2010 - 22 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
23 Feb 2010 - 22 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PUBLIC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Feb 2007 - 12 Aug 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2006 - 13 Dec 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jul 2006 - 13 Dec 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Sep 2005 - 12 Dec 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Sep 2005 - 12 Dec 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, MUN WAI COREEN
:
Chinese Name of Relevant Individual
李敏慧
:
HKMA Registration Number
AC7088
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7088
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
23 Jan 2020 - 26 Feb 2025
No
AC7088
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
23 Jan 2020 - 26 Feb 2025
No
AC7088
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
06 Sep 2014 - 30 Apr 2017
No
AC7088
UNITED OVERSEAS BANK LTD.
Type 1: dealing in securities
23 Feb 2010 - 22 Sep 2013
No
AC7088
UNITED OVERSEAS BANK LTD.
Type 4: advising on securities
23 Feb 2010 - 22 Sep 2013
No
AC7088
PUBLIC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Feb 2007 - 12 Aug 2008
No
AC7088
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
06 Jul 2006 - 13 Dec 2006
No
AC7088
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
06 Jul 2006 - 13 Dec 2006
No
AC7088
BANK OF AMERICA (ASIA) LIMITED
Type 1: dealing in securities
29 Sep 2005 - 12 Dec 2005
No
AC7088
BANK OF AMERICA (ASIA) LIMITED
Type 4: advising on securities
29 Sep 2005 - 12 Dec 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.