Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ONG, CAROLINE
Chinese Name of Relevant Individual
王麗倫
HKMA Registration Number
AC7090
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jun 2009 - 21 Feb 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jun 2009 - 21 Feb 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2005 - 11 Mar 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2005 - 11 Mar 2009
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ONG, CAROLINE
:
Chinese Name of Relevant Individual
王麗倫
:
HKMA Registration Number
AC7090
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7090
CREDIT SUISSE AG
Type 1: dealing in securities
25 Jun 2009 - 21 Feb 2013
No
AC7090
CREDIT SUISSE AG
Type 4: advising on securities
25 Jun 2009 - 21 Feb 2013
No
AC7090
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
30 Sep 2005 - 11 Mar 2009
No
AC7090
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
30 Sep 2005 - 11 Mar 2009
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.