Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHUI, TZE WAN JUDY
Chinese Name of Relevant Individual
徐紫雲
HKMA Registration Number
AC7091
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Aug 2011 - 25 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
16 Aug 2011 - 25 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Aug 2010 - 07 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
19 Aug 2010 - 07 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
RBS COUTTS BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2008 - 20 Jul 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
RBS COUTTS BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Nov 2006 - 20 Jul 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2005 - 28 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2005 - 28 Jun 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHUI, TZE WAN JUDY
:
Chinese Name of Relevant Individual
徐紫雲
:
HKMA Registration Number
AC7091
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7091
CREDIT SUISSE AG
Type 1: dealing in securities
16 Aug 2011 - 25 Nov 2022
No
AC7091
CREDIT SUISSE AG
Type 4: advising on securities
16 Aug 2011 - 25 Nov 2022
No
AC7091
BARCLAYS BANK PLC
Type 1: dealing in securities
19 Aug 2010 - 07 Aug 2011
No
AC7091
BARCLAYS BANK PLC
Type 4: advising on securities
19 Aug 2010 - 07 Aug 2011
No
AC7091
RBS COUTTS BANK AG
Type 4: advising on securities
01 Sep 2008 - 20 Jul 2010
No
AC7091
RBS COUTTS BANK AG
Type 1: dealing in securities
07 Nov 2006 - 20 Jul 2010
No
AC7091
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
30 Sep 2005 - 28 Jun 2006
No
AC7091
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
30 Sep 2005 - 28 Jun 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.