Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAN, TENG HONG
Chinese Name of Relevant Individual
陳政宏
HKMA Registration Number
AC7098
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Feb 2010 - 30 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
RBS COUTTS BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2008 - 02 Sep 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
RBS COUTTS BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jul 2008 - 02 Sep 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2005 - 26 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2005 - 26 Jun 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAN, TENG HONG
:
Chinese Name of Relevant Individual
陳政宏
:
HKMA Registration Number
AC7098
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7098
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
18 Feb 2010 - 30 Aug 2013
No
AC7098
RBS COUTTS BANK AG
Type 4: advising on securities
01 Sep 2008 - 02 Sep 2009
No
AC7098
RBS COUTTS BANK AG
Type 1: dealing in securities
24 Jul 2008 - 02 Sep 2009
No
AC7098
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
30 Sep 2005 - 26 Jun 2008
No
AC7098
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
30 Sep 2005 - 26 Jun 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
