Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHANG, KAM LING NICOLE
Chinese Name of Relevant Individual
張金玲
HKMA Registration Number
AC7100
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Aug 2018 - 02 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Aug 2018 - 02 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 May 2017 - 30 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 May 2017 - 30 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Aug 2010 - 11 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Aug 2010 - 11 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Nov 2008 - 31 Jan 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Oct 2006 - 13 May 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Sep 2006 - 13 May 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
11 Sep 2006 - 13 May 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2005 - 29 Aug 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHANG, KAM LING NICOLE
:
Chinese Name of Relevant Individual
張金玲
:
HKMA Registration Number
AC7100
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7100
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Aug 2018 - 02 Oct 2024
No
AC7100
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Aug 2018 - 02 Oct 2024
No
AC7100
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 May 2017 - 30 Apr 2018
No
AC7100
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 May 2017 - 30 Apr 2018
No
AC7100
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
21 Aug 2010 - 11 Sep 2016
No
AC7100
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
21 Aug 2010 - 11 Sep 2016
No
AC7100
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Nov 2008 - 31 Jan 2010
No
AC7100
HANG SENG BANK, LIMITED
Type 4: advising on securities
19 Oct 2006 - 13 May 2008
No
AC7100
HANG SENG BANK, LIMITED
Type 1: dealing in securities
11 Sep 2006 - 13 May 2008
No
AC7100
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
11 Sep 2006 - 13 May 2008
No
AC7100
ABN AMRO BANK N.V.
Type 1: dealing in securities
30 Sep 2005 - 29 Aug 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.