Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NGAN, SING YEE
Chinese Name of Relevant Individual
HKMA Registration Number
AC7102
Other HKMA Registration Number(s)
AF1912, AH0013
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Sep 2023 - 28 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
25 Sep 2023 - 28 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Feb 2023 - 24 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
23 Feb 2023 - 24 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
29 May 2019 - 31 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
29 May 2019 - 31 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Dec 2018 - 07 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
03 Dec 2018 - 07 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Aug 2018 - 15 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
10 Aug 2018 - 15 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Mar 2018 - 28 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
23 Mar 2018 - 28 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Mar 2018 - 16 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
09 Mar 2018 - 16 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jan 2018 - 02 Feb 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 37
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NGAN, SING YEE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC7102
:
Other HKMA Registration Number(s)
AF1912, AH0013
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0013
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
25 Sep 2023 - 28 Sep 2023
No
AH0013
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
25 Sep 2023 - 28 Sep 2023
No
AH0013
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
23 Feb 2023 - 24 Feb 2023
No
AH0013
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
23 Feb 2023 - 24 Feb 2023
No
AH0013
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
29 May 2019 - 31 May 2019
No
AH0013
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
29 May 2019 - 31 May 2019
No
AH0013
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
03 Dec 2018 - 07 Dec 2018
No
AH0013
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
03 Dec 2018 - 07 Dec 2018
No
AH0013
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
10 Aug 2018 - 15 Aug 2018
No
AH0013
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
10 Aug 2018 - 15 Aug 2018
No
AH0013
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
23 Mar 2018 - 28 Mar 2018
No
AH0013
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
23 Mar 2018 - 28 Mar 2018
No
AH0013
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
09 Mar 2018 - 16 Mar 2018
No
AH0013
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
09 Mar 2018 - 16 Mar 2018
No
AH0013
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
29 Jan 2018 - 02 Feb 2018
No
AH0013
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
29 Jan 2018 - 02 Feb 2018
No
AH0013
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
19 Sep 2017 - 22 Sep 2017
No
AH0013
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
19 Sep 2017 - 22 Sep 2017
No
AH0013
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
07 Apr 2017 - 12 Apr 2017
No
AH0013
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
13 Mar 2017 - 17 Mar 2017
No
AH0013
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
17 Feb 2017 - 23 Feb 2017
No
AH0013
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
18 Jan 2017
No
AH0013
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
31 Aug 2016 - 02 Sep 2016
No
AH0013
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
09 Dec 2015 - 28 Jul 2016
No
AF1912
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
09 Jul 2011 - 08 Dec 2015
No
AF1912
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 9: asset management
09 Jul 2011 - 09 Jun 2015
No
AC7102
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
18 Mar 2011 - 24 Mar 2011
No
AC7102
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
12 Jan 2011 - 14 Jan 2011
No
AC7102
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
08 Dec 2010 - 10 Dec 2010
No
AC7102
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
26 Nov 2010 - 01 Dec 2010
No
AC7102
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
21 Apr 2010 - 23 Apr 2010
No
AC7102
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
19 Mar 2010 - 26 Mar 2010
No
AC7102
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
08 Jan 2010 - 14 Jan 2010
No
AC7102
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
25 Sep 2009 - 30 Sep 2009
No
AC7102
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 9: asset management
28 Jun 2008 - 30 Jun 2009
No
AC7102
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
08 Apr 2006 - 30 Jun 2009
No
AC7102
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Oct 2005 - 26 Mar 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
