Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHENG, HSIN I
Chinese Name of Relevant Individual
鄭心怡
HKMA Registration Number
AC7104
Other HKMA Registration Number(s)
AC4365
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
05 Mar 2024
Is an Executive Officer? (Yes / No)
No
Capacity
PRIVATE BANKING SENIOR MARKET HEAD
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
05 Mar 2024
Is an Executive Officer? (Yes / No)
No
Capacity
PRIVATE BANKING SENIOR MARKET HEAD
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
First date of engagement
05 Mar 2024
Is an Executive Officer? (Yes / No)
No
Capacity
PRIVATE BANKING SENIOR MARKET HEAD
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 05 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 05 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
Since 05 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jul 2019 - 05 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jul 2019 - 05 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jun 2014 - 18 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jun 2014 - 18 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Oct 2005 - 03 Sep 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Feb 2005 - 14 Sep 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jan 2005 - 17 Feb 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHENG, HSIN I
:
Chinese Name of Relevant Individual
鄭心怡
:
HKMA Registration Number
AC7104
:
Other HKMA Registration Number(s)
AC4365
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Mar 2024
No
PRIVATE BANKING SENIOR MARKET HEAD
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Mar 2024
No
PRIVATE BANKING SENIOR MARKET HEAD
DBS BANK (HONG KONG) LIMITED
Type 9: asset management
05 Mar 2024
No
PRIVATE BANKING SENIOR MARKET HEAD
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7104
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 05 Mar 2024
No
AC7104
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 05 Mar 2024
No
AC7104
DBS BANK (HONG KONG) LIMITED
Type 9: asset management
Since 05 Mar 2024
No
AC7104
CREDIT SUISSE AG
Type 1: dealing in securities
26 Jul 2019 - 05 Jan 2024
No
AC7104
CREDIT SUISSE AG
Type 4: advising on securities
26 Jul 2019 - 05 Jan 2024
No
AC7104
UBS AG
Type 1: dealing in securities
19 Jun 2014 - 18 Apr 2019
No
AC7104
UBS AG
Type 4: advising on securities
19 Jun 2014 - 18 Apr 2019
No
AC7104
UBS AG
Type 1: dealing in securities
03 Oct 2005 - 03 Sep 2012
No
AC4365
CITIBANK, N.A.
Type 1: dealing in securities
23 Feb 2005 - 14 Sep 2005
No
AC4365
CITIBANK, N.A.
Type 1: dealing in securities
11 Jan 2005 - 17 Feb 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.