Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TO, HEI MAN SHARON
Chinese Name of Relevant Individual
杜稀雯
HKMA Registration Number
AC7115
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Feb 2014 - 09 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Feb 2014 - 09 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Oct 2010 - 21 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Oct 2010 - 21 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Aug 2010 - 23 Sep 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Aug 2010 - 23 Sep 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Oct 2005 - 02 Aug 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
04 Oct 2005 - 02 Aug 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Nov 2005 - 27 Dec 2009
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TO, HEI MAN SHARON
:
Chinese Name of Relevant Individual
杜稀雯
:
HKMA Registration Number
AC7115
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7115
DAH SING BANK, LIMITED
Type 1: dealing in securities
27 Feb 2014 - 09 Jul 2024
No
AC7115
DAH SING BANK, LIMITED
Type 4: advising on securities
27 Feb 2014 - 09 Jul 2024
No
AC7115
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
04 Oct 2010 - 21 Mar 2013
No
AC7115
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
04 Oct 2010 - 21 Mar 2013
No
AC7115
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Aug 2010 - 23 Sep 2010
No
AC7115
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Aug 2010 - 23 Sep 2010
No
AC7115
HANG SENG BANK, LIMITED
Type 1: dealing in securities
04 Oct 2005 - 02 Aug 2010
No
AC7115
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
04 Oct 2005 - 02 Aug 2010
No
AC7115
HANG SENG BANK, LIMITED
Type 4: advising on securities
03 Nov 2005 - 27 Dec 2009
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.