Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PINEDA, EDISON GUIDOTE
Chinese Name of Relevant Individual
HKMA Registration Number
AC7120
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jul 2011 - 31 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jul 2011 - 31 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jul 2011 - 31 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jul 2011 - 31 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS PRIVATE BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Aug 2006 - 29 Feb 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS PRIVATE BANK
Regulated Activity
Type 4: advising on securities
Effective Period
24 Aug 2006 - 29 Feb 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Nov 2005 - 03 Aug 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Oct 2005 - 03 Aug 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PINEDA, EDISON GUIDOTE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC7120
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7120
CITIBANK, N.A.
Type 1: dealing in securities
05 Jul 2011 - 31 Jul 2013
No
AC7120
CITIBANK, N.A.
Type 4: advising on securities
05 Jul 2011 - 31 Jul 2013
No
AC7120
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
05 Jul 2011 - 31 Jul 2013
No
AC7120
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
05 Jul 2011 - 31 Jul 2013
No
AC7120
BNP PARIBAS PRIVATE BANK
Type 1: dealing in securities
24 Aug 2006 - 29 Feb 2008
No
AC7120
BNP PARIBAS PRIVATE BANK
Type 4: advising on securities
24 Aug 2006 - 29 Feb 2008
No
AC7120
CITIBANK, N.A.
Type 1: dealing in securities
22 Nov 2005 - 03 Aug 2006
No
AC7120
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
04 Oct 2005 - 03 Aug 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.