Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MURGA, MA. THERESA SANCHEZ
Chinese Name of Relevant Individual
馬瑞興
HKMA Registration Number
AC7122
Other HKMA Registration Number(s)
AC1300
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
12 Aug 2015
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR WM
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
12 Aug 2015
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR WM
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
UBS AG
SFC CE number
AEP554
Business Address
52/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 12 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 12 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2008 - 29 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jun 2008 - 29 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Sep 2007 - 29 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Aug 2007 - 29 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Nov 2005 - 30 Aug 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Oct 2005 - 23 Aug 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Feb 2004 - 19 Nov 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MURGA, MA. THERESA SANCHEZ
:
Chinese Name of Relevant Individual
馬瑞興
:
HKMA Registration Number
AC7122
:
Other HKMA Registration Number(s)
AC1300
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
12 Aug 2015
No
CLIENT ADVISOR WM
UBS AG
Type 4: advising on securities
12 Aug 2015
No
CLIENT ADVISOR WM
Name of Registered Institution
SFC CE number
Business Address
UBS AG
AEP554
52/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7122
UBS AG
Type 1: dealing in securities
Since 12 Aug 2015
No
AC7122
UBS AG
Type 4: advising on securities
Since 12 Aug 2015
No
AC7122
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
06 Jun 2008 - 29 May 2015
No
AC7122
CITIBANK, N.A.
Type 4: advising on securities
04 Jun 2008 - 29 May 2015
No
AC7122
CITIBANK, N.A.
Type 1: dealing in securities
06 Sep 2007 - 29 May 2015
No
AC7122
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
28 Aug 2007 - 29 May 2015
No
AC7122
CITIBANK, N.A.
Type 1: dealing in securities
22 Nov 2005 - 30 Aug 2007
No
AC7122
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
04 Oct 2005 - 23 Aug 2007
No
AC1300
CITIBANK, N.A.
Type 1: dealing in securities
10 Feb 2004 - 19 Nov 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.