Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEN, YU-LING
Chinese Name of Relevant Individual
陳禹玲
HKMA Registration Number
AC7127
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Dec 2016 - 30 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
17 Dec 2016 - 30 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Aug 2013 - 09 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
09 Aug 2013 - 09 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2008 - 02 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jun 2008 - 02 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Nov 2005 - 02 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Oct 2005 - 02 Aug 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEN, YU-LING
:
Chinese Name of Relevant Individual
陳禹玲
:
HKMA Registration Number
AC7127
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7127
CREDIT SUISSE AG
Type 1: dealing in securities
17 Dec 2016 - 30 Sep 2021
No
AC7127
CREDIT SUISSE AG
Type 4: advising on securities
17 Dec 2016 - 30 Sep 2021
No
AC7127
BARCLAYS BANK PLC
Type 1: dealing in securities
09 Aug 2013 - 09 Sep 2016
No
AC7127
BARCLAYS BANK PLC
Type 4: advising on securities
09 Aug 2013 - 09 Sep 2016
No
AC7127
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
06 Jun 2008 - 02 Aug 2013
No
AC7127
CITIBANK, N.A.
Type 4: advising on securities
04 Jun 2008 - 02 Aug 2013
No
AC7127
CITIBANK, N.A.
Type 1: dealing in securities
22 Nov 2005 - 02 Aug 2013
No
AC7127
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
04 Oct 2005 - 02 Aug 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.