Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAW, SZE WAI
Chinese Name of Relevant Individual
羅思惠
HKMA Registration Number
AC7131
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Feb 2011 - 20 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Oct 2005 - 05 Jan 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Oct 2005 - 05 Jan 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAW, SZE WAI
:
Chinese Name of Relevant Individual
羅思惠
:
HKMA Registration Number
AC7131
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7131
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
09 Feb 2011 - 20 May 2015
No
AC7131
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Oct 2005 - 05 Jan 2011
No
AC7131
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Oct 2005 - 05 Jan 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
