Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIP, TAT CHEUNG ANDREW
Chinese Name of Relevant Individual
葉達祥
HKMA Registration Number
AC7142
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 May 2019 - 07 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 May 2019 - 07 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Oct 2015 - 07 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Oct 2015 - 07 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Dec 2014 - 31 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Dec 2014 - 31 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Oct 2008 - 06 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Oct 2008 - 06 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Sep 2007 - 31 Jul 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
11 Sep 2007 - 31 Jul 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Oct 2005 - 29 Aug 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
05 Oct 2005 - 29 Aug 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIP, TAT CHEUNG ANDREW
:
Chinese Name of Relevant Individual
葉達祥
:
HKMA Registration Number
AC7142
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7142
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 May 2019 - 07 Feb 2021
No
AC7142
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 May 2019 - 07 Feb 2021
No
AC7142
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
07 Oct 2015 - 07 Apr 2019
No
AC7142
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
07 Oct 2015 - 07 Apr 2019
No
AC7142
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Dec 2014 - 31 Aug 2015
No
AC7142
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 Dec 2014 - 31 Aug 2015
No
AC7142
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
12 Oct 2008 - 06 Nov 2014
No
AC7142
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
12 Oct 2008 - 06 Nov 2014
No
AC7142
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
11 Sep 2007 - 31 Jul 2008
No
AC7142
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
11 Sep 2007 - 31 Jul 2008
No
AC7142
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
05 Oct 2005 - 29 Aug 2007
No
AC7142
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
05 Oct 2005 - 29 Aug 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.