Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, TUNG YAN DAVID
Chinese Name of Relevant Individual
吳東恩
HKMA Registration Number
AC7148
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Oct 2006 - 31 Dec 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Oct 2005 - 31 Dec 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
05 Oct 2005 - 31 Dec 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, TUNG YAN DAVID
:
Chinese Name of Relevant Individual
吳東恩
:
HKMA Registration Number
AC7148
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7148
HANG SENG BANK, LIMITED
Type 4: advising on securities
21 Oct 2006 - 31 Dec 2008
No
AC7148
HANG SENG BANK, LIMITED
Type 1: dealing in securities
05 Oct 2005 - 31 Dec 2008
No
AC7148
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
05 Oct 2005 - 31 Dec 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.