Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YAU, CECILIA MEI SEE
Chinese Name of Relevant Individual
邱美詩
HKMA Registration Number
AC7162
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jun 2017 - 17 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
16 May 2007 - 17 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Oct 2005 - 03 May 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Oct 2005 - 03 May 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YAU, CECILIA MEI SEE
:
Chinese Name of Relevant Individual
邱美詩
:
HKMA Registration Number
AC7162
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7162
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
07 Jun 2017 - 17 Oct 2025
No
AC7162
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
16 May 2007 - 17 Oct 2025
No
AC7162
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
07 Oct 2005 - 03 May 2007
No
AC7162
CITIBANK, N.A.
Type 1: dealing in securities
06 Oct 2005 - 03 May 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.