Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOI, CHING CHING
Chinese Name of Relevant Individual
蔡靜晶
HKMA Registration Number
AC7166
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Apr 2019 - 28 May 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Apr 2019 - 28 May 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jan 2017 - 09 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jan 2017 - 09 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
23 Jan 2017 - 09 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Oct 2016 - 08 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Oct 2016 - 08 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Sep 2014 - 14 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Sep 2014 - 14 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Aug 2012 - 24 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Aug 2012 - 24 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Mar 2011 - 24 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Mar 2011 - 24 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Dec 2006 - 28 Dec 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Oct 2006 - 28 Dec 2010
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 18
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOI, CHING CHING
:
Chinese Name of Relevant Individual
蔡靜晶
:
HKMA Registration Number
AC7166
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7166
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
12 Apr 2019 - 28 May 2020
No
AC7166
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
12 Apr 2019 - 28 May 2020
No
AC7166
HANG SENG BANK, LIMITED
Type 1: dealing in securities
23 Jan 2017 - 09 May 2017
No
AC7166
HANG SENG BANK, LIMITED
Type 4: advising on securities
23 Jan 2017 - 09 May 2017
No
AC7166
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
23 Jan 2017 - 09 May 2017
No
AC7166
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
15 Oct 2016 - 08 Nov 2016
No
AC7166
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
15 Oct 2016 - 08 Nov 2016
No
AC7166
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
05 Sep 2014 - 14 Sep 2016
No
AC7166
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
05 Sep 2014 - 14 Sep 2016
No
AC7166
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
29 Aug 2012 - 24 Aug 2014
No
AC7166
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
29 Aug 2012 - 24 Aug 2014
No
AC7166
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 Mar 2011 - 24 Jul 2012
No
AC7166
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
18 Mar 2011 - 24 Jul 2012
No
AC7166
HANG SENG BANK, LIMITED
Type 4: advising on securities
27 Dec 2006 - 28 Dec 2010
No
AC7166
HANG SENG BANK, LIMITED
Type 1: dealing in securities
27 Oct 2006 - 28 Dec 2010
No
AC7166
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
27 Oct 2006 - 28 Dec 2010
No
AC7166
DAH SING BANK, LIMITED
Type 1: dealing in securities
07 Oct 2005 - 08 Oct 2006
No
AC7166
DAH SING BANK, LIMITED
Type 4: advising on securities
07 Oct 2005 - 08 Oct 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
