Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIU, CHAU YU
Chinese Name of Relevant Individual
姚秋茹
HKMA Registration Number
AC7168
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 May 2019 - 06 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 May 2019 - 06 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jun 2012 - 08 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jun 2012 - 08 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Mar 2009 - 28 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
13 Mar 2009 - 28 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Oct 2005 - 19 Apr 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
08 Oct 2005 - 19 Apr 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIU, CHAU YU
:
Chinese Name of Relevant Individual
姚秋茹
:
HKMA Registration Number
AC7168
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7168
CHONG HING BANK LIMITED
Type 1: dealing in securities
03 May 2019 - 06 Feb 2022
No
AC7168
CHONG HING BANK LIMITED
Type 4: advising on securities
03 May 2019 - 06 Feb 2022
No
AC7168
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
08 Jun 2012 - 08 Feb 2019
No
AC7168
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
08 Jun 2012 - 08 Feb 2019
No
AC7168
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
13 Mar 2009 - 28 Nov 2011
No
AC7168
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
13 Mar 2009 - 28 Nov 2011
No
AC7168
HANG SENG BANK, LIMITED
Type 1: dealing in securities
08 Oct 2005 - 19 Apr 2006
No
AC7168
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
08 Oct 2005 - 19 Apr 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.