Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, SAU CHING
Chinese Name of Relevant Individual
李秀貞
HKMA Registration Number
AC7174
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jan 2010 - 25 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jan 2010 - 25 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIC KA WAH BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Oct 2008 - 04 Dec 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Aug 2006 - 17 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Aug 2006 - 17 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Oct 2005 - 09 Aug 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
08 Oct 2005 - 09 Aug 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, SAU CHING
:
Chinese Name of Relevant Individual
李秀貞
:
HKMA Registration Number
AC7174
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7174
WING LUNG BANK LIMITED
Type 1: dealing in securities
20 Jan 2010 - 25 Nov 2011
No
AC7174
WING LUNG BANK LIMITED
Type 4: advising on securities
20 Jan 2010 - 25 Nov 2011
No
AC7174
CITIC KA WAH BANK LIMITED
Type 1: dealing in securities
11 Oct 2008 - 04 Dec 2008
No
AC7174
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
24 Aug 2006 - 17 Oct 2006
No
AC7174
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
24 Aug 2006 - 17 Oct 2006
No
AC7174
HANG SENG BANK, LIMITED
Type 1: dealing in securities
08 Oct 2005 - 09 Aug 2006
No
AC7174
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
08 Oct 2005 - 09 Aug 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.