Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, PUI SHUEN
Chinese Name of Relevant Individual
林佩璇
HKMA Registration Number
AC7175
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
05 Mar 2024
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICE
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
05 Mar 2024
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICE
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
First date of engagement
24 Oct 2025
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICE
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
HANG SENG BANK, LIMITED
SFC CE number
AAH297
Business Address
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
Since 24 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 05 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 05 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Aug 2019 - 02 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Aug 2019 - 02 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Feb 2017 - 16 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Feb 2017 - 16 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Mar 2016 - 26 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Mar 2016 - 26 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Oct 2015 - 03 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Oct 2015 - 03 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jul 2014 - 20 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jul 2014 - 20 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Sep 2012 - 13 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Sep 2012 - 13 Jun 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 28
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, PUI SHUEN
:
Chinese Name of Relevant Individual
林佩璇
:
HKMA Registration Number
AC7175
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HANG SENG BANK, LIMITED
Type 1: dealing in securities
05 Mar 2024
No
CUSTOMER SERVICE
HANG SENG BANK, LIMITED
Type 4: advising on securities
05 Mar 2024
No
CUSTOMER SERVICE
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
24 Oct 2025
No
CUSTOMER SERVICE
Name of Registered Institution
SFC CE number
Business Address
HANG SENG BANK, LIMITED
AAH297
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7175
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
Since 24 Oct 2025
No
AC7175
HANG SENG BANK, LIMITED
Type 1: dealing in securities
Since 05 Mar 2024
No
AC7175
HANG SENG BANK, LIMITED
Type 4: advising on securities
Since 05 Mar 2024
No
AC7175
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
15 Aug 2019 - 02 Apr 2021
No
AC7175
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
15 Aug 2019 - 02 Apr 2021
No
AC7175
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Feb 2017 - 16 Jul 2019
No
AC7175
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
13 Feb 2017 - 16 Jul 2019
No
AC7175
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Mar 2016 - 26 Aug 2016
No
AC7175
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Mar 2016 - 26 Aug 2016
No
AC7175
DAH SING BANK, LIMITED
Type 1: dealing in securities
09 Oct 2015 - 03 Jan 2016
No
AC7175
DAH SING BANK, LIMITED
Type 4: advising on securities
09 Oct 2015 - 03 Jan 2016
No
AC7175
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
03 Jul 2014 - 20 Aug 2015
No
AC7175
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
03 Jul 2014 - 20 Aug 2015
No
AC7175
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Sep 2012 - 13 Jun 2013
No
AC7175
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Sep 2012 - 13 Jun 2013
No
AC7175
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
05 Mar 2011 - 05 Apr 2011
No
AC7175
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
05 Mar 2011 - 05 Apr 2011
No
AC7175
DAH SING BANK, LIMITED
Type 1: dealing in securities
07 Nov 2010 - 12 Jan 2011
No
AC7175
DAH SING BANK, LIMITED
Type 4: advising on securities
07 Nov 2010 - 12 Jan 2011
No
AC7175
CHONG HING BANK LIMITED
Type 1: dealing in securities
15 Jul 2010 - 30 Sep 2010
No
AC7175
CHONG HING BANK LIMITED
Type 4: advising on securities
15 Jul 2010 - 30 Sep 2010
No
AC7175
HANG SENG BANK, LIMITED
Type 4: advising on securities
07 Mar 2008 - 06 Apr 2010
No
AC7175
HANG SENG BANK, LIMITED
Type 1: dealing in securities
28 Feb 2008 - 06 Apr 2010
No
AC7175
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
28 Feb 2008 - 06 Apr 2010
No
AC7175
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Sep 2006 - 13 Jan 2008
No
AC7175
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Sep 2006 - 13 Jan 2008
No
AC7175
HANG SENG BANK, LIMITED
Type 1: dealing in securities
08 Oct 2005 - 12 Aug 2006
No
AC7175
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
08 Oct 2005 - 12 Aug 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.