Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHENG, LAI YUK
Chinese Name of Relevant Individual
鄭麗玉
HKMA Registration Number
AC7180
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Mar 2024 - 27 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Mar 2024 - 27 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Oct 2023 - 26 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Oct 2023 - 26 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Feb 2020 - 30 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
21 Feb 2020 - 30 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Aug 2015 - 30 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Aug 2015 - 30 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Sep 2006 - 02 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Sep 2006 - 02 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
06 Sep 2006 - 02 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Oct 2005 - 17 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Oct 2005 - 17 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
08 Oct 2005 - 17 May 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHENG, LAI YUK
:
Chinese Name of Relevant Individual
鄭麗玉
:
HKMA Registration Number
AC7180
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7180
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Mar 2024 - 27 Dec 2025
No
AC7180
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
13 Mar 2024 - 27 Dec 2025
No
AC7180
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
21 Oct 2023 - 26 Feb 2024
No
AC7180
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
21 Oct 2023 - 26 Feb 2024
No
AC7180
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
21 Feb 2020 - 30 Nov 2022
No
AC7180
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
21 Feb 2020 - 30 Nov 2022
No
AC7180
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
22 Aug 2015 - 30 Nov 2019
No
AC7180
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
22 Aug 2015 - 30 Nov 2019
No
AC7180
HANG SENG BANK, LIMITED
Type 1: dealing in securities
06 Sep 2006 - 02 Aug 2015
No
AC7180
HANG SENG BANK, LIMITED
Type 4: advising on securities
06 Sep 2006 - 02 Aug 2015
No
AC7180
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
06 Sep 2006 - 02 Aug 2015
No
AC7180
HANG SENG BANK, LIMITED
Type 1: dealing in securities
08 Oct 2005 - 17 May 2006
No
AC7180
HANG SENG BANK, LIMITED
Type 4: advising on securities
08 Oct 2005 - 17 May 2006
No
AC7180
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
08 Oct 2005 - 17 May 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.