Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, QUAN LUN
Chinese Name of Relevant Individual
吳堃麟
HKMA Registration Number
AC7184
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jun 2024 - 30 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jun 2024 - 30 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Sep 2018 - 02 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
14 Sep 2018 - 02 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jan 2015 - 14 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Apr 2007 - 18 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
10 Apr 2007 - 18 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Oct 2005 - 11 Mar 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
08 Oct 2005 - 11 Mar 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, QUAN LUN
:
Chinese Name of Relevant Individual
吳堃麟
:
HKMA Registration Number
AC7184
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7184
DAH SING BANK, LIMITED
Type 1: dealing in securities
18 Jun 2024 - 30 Apr 2026
No
AC7184
DAH SING BANK, LIMITED
Type 4: advising on securities
18 Jun 2024 - 30 Apr 2026
No
AC7184
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
14 Sep 2018 - 02 Jun 2024
No
AC7184
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
14 Sep 2018 - 02 Jun 2024
No
AC7184
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
29 Jan 2015 - 14 Feb 2016
No
AC7184
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
10 Apr 2007 - 18 Oct 2014
No
AC7184
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
10 Apr 2007 - 18 Oct 2014
No
AC7184
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
08 Oct 2005 - 11 Mar 2007
No
AC7184
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
08 Oct 2005 - 11 Mar 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.