Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, TRACY
Chinese Name of Relevant Individual
李嘉倩
HKMA Registration Number
AC7186
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Aug 2009 - 26 Aug 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Aug 2009 - 26 Aug 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2007 - 08 Jan 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2005 - 09 Apr 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Oct 2005 - 09 Apr 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
10 Oct 2005 - 09 Apr 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, TRACY
:
Chinese Name of Relevant Individual
李嘉倩
:
HKMA Registration Number
AC7186
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7186
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Aug 2009 - 26 Aug 2009
No
AC7186
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
22 Aug 2009 - 26 Aug 2009
No
AC7186
ABN AMRO BANK N.V.
Type 1: dealing in securities
01 May 2007 - 08 Jan 2009
No
AC7186
HANG SENG BANK, LIMITED
Type 1: dealing in securities
10 Oct 2005 - 09 Apr 2007
No
AC7186
HANG SENG BANK, LIMITED
Type 4: advising on securities
10 Oct 2005 - 09 Apr 2007
No
AC7186
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
10 Oct 2005 - 09 Apr 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.