Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TONG, HO WAI
Chinese Name of Relevant Individual
湯浩威
HKMA Registration Number
AC7192
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Apr 2015 - 31 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Apr 2015 - 31 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 May 2012 - 27 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 May 2012 - 27 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jan 2012 - 08 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Oct 2011 - 08 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
31 Oct 2011 - 08 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Oct 2006 - 21 Sep 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Oct 2006 - 21 Sep 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING HANG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Oct 2005 - 01 Mar 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TONG, HO WAI
:
Chinese Name of Relevant Individual
湯浩威
:
HKMA Registration Number
AC7192
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7192
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
09 Apr 2015 - 31 Jul 2016
No
AC7192
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
09 Apr 2015 - 31 Jul 2016
No
AC7192
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
15 May 2012 - 27 Jan 2015
No
AC7192
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
15 May 2012 - 27 Jan 2015
No
AC7192
HANG SENG BANK, LIMITED
Type 4: advising on securities
11 Jan 2012 - 08 Apr 2012
No
AC7192
HANG SENG BANK, LIMITED
Type 1: dealing in securities
31 Oct 2011 - 08 Apr 2012
No
AC7192
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
31 Oct 2011 - 08 Apr 2012
No
AC7192
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
04 Oct 2006 - 21 Sep 2011
No
AC7192
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
04 Oct 2006 - 21 Sep 2011
No
AC7192
WING HANG BANK, LIMITED
Type 1: dealing in securities
15 Oct 2005 - 01 Mar 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.