Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KAN, HO KEUNG
Chinese Name of Relevant Individual
簡浩強
HKMA Registration Number
AC7225
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Feb 2015 - 31 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Feb 2015 - 31 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jun 2014 - 18 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jun 2014 - 18 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 May 2013 - 05 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 May 2013 - 05 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jul 2011 - 31 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jul 2011 - 31 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jul 2011 - 24 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jul 2011 - 24 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Oct 2008 - 30 Apr 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Oct 2008 - 30 Apr 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 May 2006 - 18 Jan 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIC KA WAH BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Oct 2005 - 16 Oct 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KAN, HO KEUNG
:
Chinese Name of Relevant Individual
簡浩強
:
HKMA Registration Number
AC7225
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7225
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
13 Feb 2015 - 31 Mar 2015
No
AC7225
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
13 Feb 2015 - 31 Mar 2015
No
AC7225
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
27 Jun 2014 - 18 Sep 2014
No
AC7225
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
27 Jun 2014 - 18 Sep 2014
No
AC7225
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
10 May 2013 - 05 Oct 2013
No
AC7225
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
10 May 2013 - 05 Oct 2013
No
AC7225
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
28 Jul 2011 - 31 Aug 2012
No
AC7225
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
28 Jul 2011 - 31 Aug 2012
No
AC7225
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
23 Jul 2011 - 24 Jul 2011
No
AC7225
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
23 Jul 2011 - 24 Jul 2011
No
AC7225
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
17 Oct 2008 - 30 Apr 2009
No
AC7225
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
17 Oct 2008 - 30 Apr 2009
No
AC7225
WING LUNG BANK LIMITED
Type 1: dealing in securities
04 May 2006 - 18 Jan 2007
No
AC7225
CITIC KA WAH BANK LIMITED
Type 1: dealing in securities
15 Oct 2005 - 16 Oct 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
