Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHONG, IAT PENG
Chinese Name of Relevant Individual
鍾日冰
HKMA Registration Number
AC7226
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 May 2013 - 22 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
21 May 2013 - 22 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Aug 2010 - 31 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Aug 2010 - 31 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Mar 2010 - 15 Jul 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Apr 2006 - 22 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Apr 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIC KA WAH BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Oct 2005 - 17 Jan 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHONG, IAT PENG
:
Chinese Name of Relevant Individual
鍾日冰
:
HKMA Registration Number
AC7226
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7226
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
21 May 2013 - 22 Oct 2016
No
AC7226
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
21 May 2013 - 22 Oct 2016
No
AC7226
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Aug 2010 - 31 Oct 2012
No
AC7226
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Aug 2010 - 31 Oct 2012
No
AC7226
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
20 Mar 2010 - 15 Jul 2010
No
AC7226
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 1: dealing in securities
25 Apr 2006 - 22 Mar 2010
No
AC7226
ABN AMRO BANK N.V.
Type 1: dealing in securities
19 Apr 2006
No
AC7226
CITIC KA WAH BANK LIMITED
Type 1: dealing in securities
15 Oct 2005 - 17 Jan 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.