Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAU, CHI LUNG
Chinese Name of Relevant Individual
周子龍
HKMA Registration Number
AC7240
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Dec 2016 - 15 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Dec 2016 - 15 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jan 2016 - 20 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jan 2016 - 20 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 May 2012 - 24 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 May 2012 - 24 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
16 Oct 2010 - 03 Nov 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Oct 2010 - 03 Nov 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Apr 2008 - 01 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Feb 2007 - 12 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
15 Feb 2007 - 12 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Oct 2005 - 07 Feb 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Oct 2005 - 07 Feb 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAU, CHI LUNG
:
Chinese Name of Relevant Individual
周子龍
:
HKMA Registration Number
AC7240
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7240
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
24 Dec 2016 - 15 Mar 2019
No
AC7240
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
24 Dec 2016 - 15 Mar 2019
No
AC7240
CHONG HING BANK LIMITED
Type 1: dealing in securities
09 Jan 2016 - 20 Oct 2016
No
AC7240
CHONG HING BANK LIMITED
Type 4: advising on securities
09 Jan 2016 - 20 Oct 2016
No
AC7240
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 May 2012 - 24 Mar 2015
No
AC7240
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 May 2012 - 24 Mar 2015
No
AC7240
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
16 Oct 2010 - 03 Nov 2010
No
AC7240
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
07 Oct 2010 - 03 Nov 2010
No
AC7240
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Apr 2008 - 01 May 2010
No
AC7240
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
15 Feb 2007 - 12 Jul 2007
No
AC7240
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
15 Feb 2007 - 12 Jul 2007
No
AC7240
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
15 Oct 2005 - 07 Feb 2006
No
AC7240
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
15 Oct 2005 - 07 Feb 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.