Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSE, YI MUN
Chinese Name of Relevant Individual
HKMA Registration Number
AC7256
Other HKMA Registration Number(s)
AE4340, AG2599
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Sep 2022 - 31 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
16 Sep 2022 - 31 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jun 2022 - 19 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2022 - 19 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Feb 2014 - 31 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
20 Feb 2014 - 31 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2013 - 16 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
01 Nov 2013 - 16 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Oct 2009 - 01 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
16 Oct 2009 - 01 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Oct 2005 - 20 Oct 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSE, YI MUN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC7256
:
Other HKMA Registration Number(s)
AE4340, AG2599
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2599
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
16 Sep 2022 - 31 Mar 2023
No
AG2599
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
16 Sep 2022 - 31 Mar 2023
No
AG2599
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
06 Jun 2022 - 19 Jun 2022
No
AG2599
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
06 Jun 2022 - 19 Jun 2022
No
AG2599
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
20 Feb 2014 - 31 Aug 2021
No
AG2599
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
20 Feb 2014 - 31 Aug 2021
No
AE4340
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
01 Nov 2013 - 16 Feb 2014
No
AE4340
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
01 Nov 2013 - 16 Feb 2014
No
AE4340
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
16 Oct 2009 - 01 Nov 2013
No
AE4340
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
16 Oct 2009 - 01 Nov 2013
No
AC7256
ABN AMRO BANK N.V.
Type 1: dealing in securities
17 Oct 2005 - 20 Oct 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.