Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MO, CHI KAN
Chinese Name of Relevant Individual
毛志勤
HKMA Registration Number
AC7279
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jul 2010 - 10 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jul 2010 - 10 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jun 2008 - 27 Jun 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jun 2008 - 27 Jun 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Oct 2005 - 27 Jun 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Oct 2005 - 27 Jun 2010
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MO, CHI KAN
:
Chinese Name of Relevant Individual
毛志勤
:
HKMA Registration Number
AC7279
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7279
CREDIT SUISSE AG
Type 1: dealing in securities
22 Jul 2010 - 10 Nov 2011
No
AC7279
CREDIT SUISSE AG
Type 4: advising on securities
22 Jul 2010 - 10 Nov 2011
No
AC7279
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
05 Jun 2008 - 27 Jun 2010
No
AC7279
CITIBANK, N.A.
Type 4: advising on securities
04 Jun 2008 - 27 Jun 2010
No
AC7279
CITIBANK, N.A.
Type 1: dealing in securities
18 Oct 2005 - 27 Jun 2010
No
AC7279
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
18 Oct 2005 - 27 Jun 2010
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.