Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LO, CIN YIU CZARINA
Chinese Name of Relevant Individual
盧蒨瑶
HKMA Registration Number
AC7332
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jun 2008 - 24 Aug 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jun 2008 - 24 Aug 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Mar 2007 - 02 Jan 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Mar 2007 - 02 Jan 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Oct 2005 - 01 Feb 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Oct 2005 - 01 Feb 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LO, CIN YIU CZARINA
:
Chinese Name of Relevant Individual
盧蒨瑶
:
HKMA Registration Number
AC7332
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7332
BARCLAYS BANK PLC
Type 1: dealing in securities
03 Jun 2008 - 24 Aug 2008
No
AC7332
BARCLAYS BANK PLC
Type 4: advising on securities
03 Jun 2008 - 24 Aug 2008
No
AC7332
DAH SING BANK, LIMITED
Type 1: dealing in securities
10 Mar 2007 - 02 Jan 2008
No
AC7332
DAH SING BANK, LIMITED
Type 4: advising on securities
10 Mar 2007 - 02 Jan 2008
No
AC7332
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
22 Oct 2005 - 01 Feb 2007
No
AC7332
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
22 Oct 2005 - 01 Feb 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.